Santa Barbara Investment Company is a family owned business that has been in the Real Estate Investment, Property Management and Development industry since 1973. Investment Group of Santa Barbara is a private investment company. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. Performance Our mission is to connect insurance to the world. ClassBShares. Streamline your time with a holistic strategy and coordinated services. Curtis Advisory Group is based out of Santa Barbara. voting or dispositive power over those Company Shares. investment group of santa barbara, llc 1485 EAST VALLEY ROAD, SUITE H SANTA BARBARA CA 93108 Business Phone: 805-690-6116 SEC SIC CODE: 7372-SERVICES-PREPACKAGED SOFTWARE Insider Information AppFolio Inc - >10% Owner (12/01/2021) Recent SEC Filings Elevate your investments Try it for free All text and design is copyright 2020 WhaleWisdom.com. Investment Advisor Shares which Venture Fund 3 was entitled to acquire, by conversion of its Class B Shares, at any time within the 60 days next succeeding July 17, 2020. As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS ? In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended, the beneficial for Q4 2022: Percentage of assets under management,Fixed fees, MANAGING MEMBER AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, CLASS A & B MEMBER, AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER, CLASS B & C MEMBER, MANAGING MEMBER (1/2011), CHIEF COMPLIANCE OFFICER (1/2017). Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). Their most recent investment was on Sep 28, 2022, when Tegus raised $20M. Messrs.Bliss and Duca. exercise voting or dispositive power over those Company Shares. Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. SANTA BARBARA, CA determined by dividing (i)the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next Pursuant to Rule 13d-2 under the Act, this Amendment Create Email Alert, ***Log In or Join to view profile. for WEST COAST FINANCIAL LLC, Top 20 equal-weighted holdings. cover page shall not be deemed to be filed for the purpose of Section18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other and a top 10 holdings concentration of 42.98%. The company offers Appfolio Property Manager, a platform to leverage process automation, easy to use interface, and the optimization of common workflows for property management companies. Headquarters. Messrs.Bliss, Duca and Rauth are the managing members of IGSB and may be deemed to www.igsb.com. In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined the MV of securities sold, whichever is less, Bliss Timothy K is based out of Santa Barbara. (For ease of reference, AppFolio, Inc. will sometimes be referred to HTTPS://WWW.WCFINC.COM Omega Financial Group is a hedge fund with 284 clients and discretionary assets under management (AUM) of $373,259,185 (Form ADV from 2022-07-14). IGSB continues to share, with its members, voting and dispositive power over the 13,072ClassAShares still owned by IVP3. Santa Barbara County, California, United States. Stay in Touch. Whalewisdom has at least 54 13F filings. Item4 of this Schedule 13D remains unchanged. 4 to Schedule CHIEF FINANCIAL OFFICER, MAZZA MATTHEW S Get the full list, Morningstar Institutional Equity Research. Established in 1978, Investment Group-Santa Barbara is an investment firm located in Santa Barbara, CA. . On July7, 2015, the persons named in Item2 below (the Reporting As a result, Mr.Rauth disclaims beneficial ownership of those 4,561,283 Company IGSB is a private investment company managing equity portfolios solely for the partners. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. You must have a subscription to view WhaleScore histories. investors in that subfund. 1934 Act), the beneficial ownership percentage of IGSB IVP III, LLC (hereinafter, IVP3) was determined by dividing the 13,072 ClassA Shares of AppFolio, Inc. which IVP3 beneficially owned on the date of this Except with respect to voting rights, the ClassA and ClassB Shares are Equal-WTWhaleScore 2.0 Santa Barbara, California Area IGSB is a private investment company managing equity portfolios solely for the partners. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Performance 1485 East Valley Road . As noted below, IGSB is the manager of IVP3 and Messrs.Bliss, Duca and Rauth are the sole members of IGSB. HTTPS://WWW.FACEBOOK.COM/PAGES/OMEGA-FINANCIAL-GROUP/110467062661185 Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set Their latest portfolio exit was Solvvy on May 12, 2022. [1]: Their last reported 13F filing for Q4 2022 included $250,139,643 in managed 13F securities and a top 10 holdings concentration of 68.05%. by (i) dividing the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Share within the 60 days next succeeding July 17, MEET WITH OUR FOUNDER. Bliss), who is one of the directors He then enrolled in business school and after graduation joined the Investment Group of Santa Barbara, a firm he calls "the sages of Santa Barbara" who are known for their stellar history of investing in high-quality companies. value $0.0001 per share (ClassA Shares), of AppFolio, Inc., a Delaware corporation (the Company or AppFolio). Access to Private Investments. power over those Company Shares. Effective as of December1, 2021, certain of IVP3s investment funds were dissolved and, pursuant to those dissolutions, IVF3 distributed a total of 993,627 of the Companys ClassB Shares pro rata to the Subscribe to WhaleWisdom to view all filing data for SANTA BARBARA ASSET MANAGEMENT, LLC. She holds an MBA from the University of Southern California and a bachelor's degree in psychology from University of California, Santa Barbara. The easy, mile-long Coastal Valley Trail leads to the rookery overlook. Subscribe to WhaleWisdom to view all filing data All rights reserved. As a result of those distributions, IVP3 no longer beneficially owns any of the Companys ClassB Equal-WTWhaleScore 2.0 All rights reserved. SEC form, multiple filers or classes of filers, and much more.***. SANTA BARBARA, CA Collaboratively manage over $200k investment portfolio within a team of 12 students. Year Founded. Carbone Barbara is based out of Santa Monica. Amendment No. It manages both venture and public equity portfolios. CHECK THE APPROPRIATE BOX IF A MEMBER Actively managed a portfolio of $250,000 on behalf of UCSB with a team of student portfolio managers, led by . IVP3 continues to own 13,072ClassA Shares, representing approximately 0.07% of the Companys outstanding used by any of the Reporting Persons to fund the acquisition of their respective Company Shares. This Amendment to see more advanced email alert options such as selecting any type of 1, Amendment No. Amendment relate to the shares of ClassA Common Stock, par value $0.0001 per share (ClassA Shares), of AppFolio, Inc., a Delaware corporation (the Company). acquire, within the succeeding 60 days, by conversion of its Class B Shares, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that IGSB was 1 Create Email Alert, ***Log In or For carriers, our platform acts as a marketplace for automated underwriting models, allowing insurers to bring their products to the world in digital form quickly and cheaply. other parties to whom copies are to be sent. 60days next succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Rauth was entitled to IVP3s investors and no consideration was received by IVP3 for the ClassB Shares distributed to those investors. Shares). the MV of securities sold, whichever is less, The holders of ClassA Shares ownership percentage of Investment Group of Santa Barbara, LLC (hereinafter IGSBLLC) was determined by dividing the 13,072 ClassA Shares beneficially owned by IGSBLLC on the date of this Amendment No4 to Schedule Accordingly, for purposes of the Schedule13D and this Amendment, the respective numbers of Class B Shares owned beneficially by the Reporting Persons are presented investors in those investments funds. 2023 PitchBook. No. or to simply have an email sent to you whenever we receive a new This will schedule a job to export all requested 13f holdings data for this filer. In addition, as one of the (see instructions), In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended (hereinafter, the manages IVP 3 and Venture Fund 3. possesses sole beneficial ownership has increased to an aggregate of 1,540,031ClassB Shares. SANTA BARBARA, CA Recent filings for IGSB IVP III, LLC 2 Jun 2020 Edit Lists Featuring This Company Section, Early Stage Venture Investors with Investments in San Francisco, California, Investors Active in Boston, Massachusetts. Commercial Insurance-as-a-Service API Provider Briza Secures $8 Million Through Series A Funding Round Led By Investment Group of Santa Barbara, Commercial Insurance-as-a-service Api Provider Briza Secures $8M Through Series A Funding Round Led By Investment Group Of Santa Barbara, Briza secures US $8M Series A led by Investment Group of Santa Barbara, Briza raises $10.2 million CAD to address growing demand for insurance carrier APIs. determined by (i)dividing the sum of the number of outstanding Class A Shares beneficially owned by him plus the number of the ClassA Shares which he was entitled to acquire by conversion of his Class B Shares, within the 60 days next conversion of his Class B Shares at any time within the next succeeding 60days. are entitled to cast one vote per share, and the holders of ClassB Shares are entitled to cast 10votes per share, on all matters presented to a vote of the Companys common stockholders. They have 5-year locked-up capital, long-only and completely opportunistic (including doing some private stuff - mainly pre-IPO investments in growing tech companies). Mar 2023 - Present2 months. It also provides value added services that are designed to enhance, automate, and streamline processes and workflows. CHIEF EXECUTIVE OFFICER, Updated throughout the day, this shows the number of shares available to borrow. Create Email Alert, ***Log In or [2]: Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. Greater Los Angeles Area Board Member CrossnoKaye Aug 2022 - Present 9 months. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities and a top 10 holdings concentration of 40.62%. For agencies, we are an easy-to-use multi-carrier portal that will help you deliver commercial insurance to small business clients in minutes, not hours or days. By continuing to use this site you are consenting to these choices. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. Partner @ Investment Group of Santa Barbara; U.S. Fund 3 was entitled to acquire, within the succeeding 60 days, by conversion of its Class B Shares as of that date, by (ii) the sum of the total number of the Companys ClassA Shares that were outstanding, plus the number of Class A 2 min read. Investment Group of Santa Barbara has 8 portfolio exits. Central to this are TIGER 21 Group Meetings, with 12-15 Members meeting once per month led by a Chair who is an accomplished professional and experienced facilitator. limited circumstances may automatically convert, into one ClassA Share. Previously, I was the VP of Platform at Clover Technologies and the the Founder & CEO of YouRenew (which was acquired by Clover in 2012). AmendmentNo. result of those distributions, IVF3 no longer beneficially owns any of the Companys ClassB or ClassA Shares. All rights reserved. Imagine a future when insurance carriers can seamlessly embed their products in online banking, accounting, or wealth management platforms. Detailed Profile of CARBONE BARBARA portfolio of holdings. IN ROW (11), TYPE OF REPORTING PERSON (see 13F filing from SANTA BARBARA ASSET MANAGEMENT, LLC, enter your Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which (11) EXCLUDES CERTAIN SHARES (seeinstructions), TYPE OF REPORTING PERSON Contact. Duca); and. Reinvent the way you experience wealth with a Family Office built for flexibility. After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set We give you the access and tools to invest like a Wall Street money manager at a Main Street price. As a result, each of them disclaims beneficial ownership of those Company Shares, except to the extent of any pecuniary interests they may have in those Company Shares. Prior to December1, 2021, as one of the members of IGSB, Mr.Duca shared voting and dispositive power over all 3,554,584 Recognizing the market need, strength of the AppFolio team and early success of AppFolio's web-based property management software, IGSB is significantly . MISSION WEALTH MANAGEMENT, LP 1111 CHAPALA STREET 3RD FLOOR SANTA BARBARA CA 93101 Country: United States Business Phone: 805-882-2360 Fax: 805-882-2362 Professional Investment Advisor Data SEC Registration as : Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture Investment Group of Santa Barbara LLC - Company Profile and News - Bloomberg Markets Bloomberg Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg. When completed, an email will be sent to the email address you specify Carpinteria Harbor Seal Rookery. respect to which he shares voting and dispositive power. This will schedule a job to export all requested 13f holdings data for this filer. IGSB, Mr.Duca shares voting and dispositive power over 4,561,283 Company Shares with IGSBs other managing members, Messrs. Bliss and Rauth. Investment Group of Santa Barbara has had 8 exits. Investors Number of Investors 3 Number of Partner Investors 2 Recent News News Sep 25, 2009 SoCal - Tech Appfolio raises 8000000 in unknown round News Aug 18, 2009 AppFolio Gets $8M